LL4055



Securities Regulation

This course is designed to provide an overview of securities regulation, and mergers and acquisitions, in Singapore and, where relevant, jurisdictions such as the US, UK, Australia, China and HK. Topics to be covered include: regulatory authorities and capital markets; supervision of intermediaries; the "going public" process; legal position of stockbrokers; insider trading and securities frauds; globalisation, technology and regulatory harmonisation; and regulation of take-over activity. Students are expected to obtain a copy (updated) of the Securities and Futures Act. They will also be expected to use the Internet to search for comparative materials

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